{"product_id":"complete-fca-adviser-compliance-suite","title":"Financial Adviser (IFA) FCA Compliance Suite — 13 editable documents, yours to keep","description":"\u003cp\u003e\u003cstrong\u003eEverything an advice firm needs to evidence Consumer Duty and FCA expectations\u003c\/strong\u003e — outcomes monitoring, suitability, SM\u0026amp;CR and ongoing-advice evidence in one place.\u003c\/p\u003e\n\u003ch4\u003eWhat's included\u003c\/h4\u003e\n\u003cul\u003e\n\u003cli\u003eConsumer Duty framework + outcomes-monitoring (MI) template + management report\u003c\/li\u003e\n\u003cli\u003eFair value assessment template (price \u0026amp; value) · consumer-understanding comms-testing log\u003c\/li\u003e\n\u003cli\u003eSM\u0026amp;CR pack: Statements of Responsibilities, fitness \u0026amp; propriety assessment, certification, conduct-rules training log\u003c\/li\u003e\n\u003cli\u003eSuitability report template + suitability assessment process\u003c\/li\u003e\n\u003cli\u003eOngoing advice service \/ annual review process + evidence log\u003c\/li\u003e\n\u003cli\u003eTraining \u0026amp; Competence scheme · Compliance monitoring plan + file-review template\u003c\/li\u003e\n\u003cli\u003eComplaints (DISP) policy + log · Financial promotions policy + approval log\u003c\/li\u003e\n\u003cli\u003eConflicts of interest policy · Vulnerable customers policy\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003ch4\u003eBuilt for the 2026 regime\u003c\/h4\u003e\n\u003cp\u003eBuilt around Consumer Duty's four outcomes — products \u0026amp; services, price \u0026amp; value, consumer understanding and consumer support — plus the cross-cutting rules. The FCA wants evidence of good outcomes over time, not a one-off. SM\u0026amp;CR Phase 1 reforms took effect in April 2026 (raised certification thresholds and SMF18 changes), with Phase 2 proposed — this pack keeps your Statements of Responsibilities, certification and conduct-rules records current.\u003c\/p\u003e\n\u003ch4\u003eFormat \u0026amp; terms\u003c\/h4\u003e\n\u003cp\u003eEditable Word documents · version-dated June 2026 · yours to keep forever (no subscription) · adapt to your firm. \u003cem\u003eThese are templates to adapt to your firm; they are not legal, compliance or regulatory advice.\u003c\/em\u003e\u003c\/p\u003e\n\u003cp\u003eNot sure where your gaps are? Start with the free \u003ca href=\"https:\/\/hiscockco.com\/ifa-financial-adviser-fca-check.html\"\u003eFCA adviser self-check\u003c\/a\u003e, then read the \u003ca href=\"https:\/\/hiscockco.com\/ifa-fca-compliance-guide-2026.html\"\u003e2026 FCA adviser compliance guide\u003c\/a\u003e.\u003c\/p\u003e","brand":"Hiscock \u0026 Co — Regulatory Compliance","offers":[{"title":"Default Title","offer_id":57469125362008,"sku":"FCA-ADVISER-SUITE","price":349.0,"currency_code":"GBP","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0984\/5008\/0088\/files\/cover2-fca.png?v=1780919410","url":"https:\/\/shop.hiscockco.co.uk\/products\/complete-fca-adviser-compliance-suite","provider":"HISCOCK \u0026 CO Regulatory Compliance","version":"1.0","type":"link"}